U.S. Trust Corporation

Results: 466



#Item
351Late-2000s financial crisis / Systemic risk / Commodity Futures Trading Commission / Derivative / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Gary Gensler / Depository Trust & Clearing Corporation / Securities Exchange Act / Financial economics / Financial system / Finance

Microsoft Word - WASHINGTON-#[removed]v1-DTCC_Letter_Re__User_Choice.DOC

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Source URL: www.sec.gov

Language: English - Date: 2011-07-22 15:08:38
352Securities / Depository Trust & Clearing Corporation / United States Securities and Exchange Commission / Security / Securities Exchange Act / ACT / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

Notice of Filing of Proposed Rule Change to Amend Addendum C of its Rules and Procedures to Implement Risk Enhancements to its Stock Borrow Program

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Source URL: www.sec.gov

Language: English - Date: 2010-07-26 12:21:53
353International sanctions / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Depository Trust & Clearing Corporation / Securities / Office of Foreign Assets Control / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial system / Financial economics / Finance

DTC, FICC, NSCC: Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control

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Source URL: www.sec.gov

Language: English - Date: 2009-05-18 12:48:17
354Central Securities Depositories / Depository Trust & Clearing Corporation / Securities / United States Securities and Exchange Commission / Securities Exchange Act / Short / U.S. Securities and Exchange Commission / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-05-17 18:06:49
355United States securities law / Depository Trust & Clearing Corporation / Securities Exchange Act / First Issues Collectors Club / U.S. Securities and Exchange Commission / Short / Securities market / Futures contract / Financial economics / Financial system / Finance

Notice of Filing and Order Granting Accelerated Approval on a Temporary Basis of Proposed Rule Change to Modify the Rules of the Government Securities Division Regarding the Calculation of Clearing Fund Deposits Relating

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Source URL: www.sec.gov

Language: English - Date: 2010-08-20 16:52:07
356United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities / Securities Exchange Act / ACT / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]December 13, 2006 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Re

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Source URL: www.sec.gov

Language: English - Date: 2006-12-15 12:10:46
357Securities / Depository Trust & Clearing Corporation / Security / ACT / Short / Securities Exchange Act / Settlement / U.S. Securities and Exchange Commission / United States Naval Sea Cadet Corps / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2011-08-05 09:57:25
358Depository Trust & Clearing Corporation / Securities / United States Securities and Exchange Commission / ACT / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-03-03 12:47:16
359Finance / United States securities law / Depository Trust & Clearing Corporation / Securities Exchange Act / U.S. Securities and Exchange Commission / Settlement / Securities / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]November 15, 2012 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to

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Source URL: www.sec.gov

Language: English - Date: 2012-11-16 08:11:08
360United States securities law / Depository Trust & Clearing Corporation / Securities / ACT / Securities Exchange Act / U.S. Securities and Exchange Commission / Federal Reserve System / Financial system / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-03-02 20:06:15
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